LAURENCE W. PARADIS (State Bar No. 122336) MELISSA W. KASNITZ (State Bar No. 162679) DISABILITY RIGHTS ADVOCATES 449 Fifteenth Street, Suite 303 Oakland, CA 94612 Phone: 510/451-8644 Fax: 510/451-8511 TTY: 510/451-8716 SAMUEL L. JACKSON City Attorney (State Bar No. 79081) GERALD C. HICKS Senior Deputy City Attorney (State Bar No. 148814) CITY OF SACRAMENTO 980 Ninth Street, Tenth Floor Sacramento, CA 95814 Phone: 916/808-5346 Fax: 916/808-7455 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA JOAN BARDEN, SUSAN BARNHILL, JEFFREY EVANS, TONY MARTINEZ, BRENDA PICKERN, JEFF THOM, SUZANNE FITTS VALTERS, and MITCH WATKINS, and all others similarly situated, Plaintiffs, v. CITY OF SACRAMENTO and MIKE KASHIWAGI, Director of the Department of Public Works of the City of Sacramento, in his Official Capacity, Defendants. Case No. CIV-S-99-497 MCE/JFM CLASS ACTION CLASS ACTION SETTLEMENT AGREEMENT TABLE OF CONTENTS RECITALS 1 I. DEFINITIONS 4 A. ADA/ADAAG 4 B. Annual Obligation 4 C. Class or Class Members 5 D. Class Counsel 5 E. Compliance Period 5 F. Compliant Curb Ramp 5 G. Curb Ramp 6 H. Defendants 6 I. Detectable Warnings 6 J. Fairness Hearing 6 K. Final Approval 6 L. Fundamental Alteration 6 M. Mobility Disability 7 N. Named Plaintiffs 7 O. Objection 7 P. Parties 7 Q. Pedestrian Rights of Way 7 R. Preliminary Approval 8 S. Released Claims/Released Parties 8 T. Settlement Agreement 8 U. Technically Infeasible 8 V. Third Party Entity 8 W. Title 24 8 X. Transportation Fund 8 Y. Undue Burden 9 Z. Vision Disability 9 II. APPROVAL 9 A. Joint Approval Action 10 B. Notice to the Class 10 C. Objections 10 D. No Opt-Out Right for Class Members 10 E. Fairness Hearing 11 III. INJUNCTIVE RELIEF 11 A. Annual Obligation 11 1. Funding for Annual Obligation 11 2. Barriers to be Addressed 12 3. Duration of Annual Obligation 14 4. Project Prioritization 15 5. Limitations on Annual Obligation 15 B. Third Party Contributions 16 C. Fixes by Property Owners 17 D. New Construction and Alterations 17 E. Old Sacramento Excluded 18 F. Petition for Early Conclusion of Compliance Period 18 IV. REPORTS AND MONITORING 18 A. Yearly Report From City's Public Works Department on Projects to Implement This Agreement In Following Year 18 B. Two Semi-Annual Reports On Work Completed By City 19 C. Copies of All Reports Generated In Compliance With This Agreement Shall Be Promptly Provided to Class Counsel and Outside Monitor 20 D. Inspections By An Agreed Upon Outside Monitor 20 1. Selection of an Outside Monitor 20 2. Monitoring Process 20 E. Costs of Monitoring Paid By City of Sacramento 21 F. City's Obligation After Outside Monitor's Term Ends 21 V. DAMAGES FOR NAMED PLAINTIFFS 21 A. Payments to Named Plaintiffs 21 B. No Class Damages 22 VI. RELEASES 22 A. Named Plaintiffs' and Class Release of Injunctive Relief Claims 22 B. Named Plaintiffs' Release of Damages Claims 22 C. No Release of Named Plaintiffs' Future Tort Damages 23 D. No Release of Class Damages 23 VII. DISPUTE RESOLUTION 23 A. Jurisdiction 23 B. Dispute Resolution 23 C. Fees and Costs for Dispute Resolution 24 VIII. ATTORNEYS' FEES AND COSTS 24 IX. MISCELLANEOUS 25 A. Point Person 25 B. Dismissal 26 C. Entire Agreement 26 D. Counterparts 26 E. Interpretation 26 F. Severability 27 G. Additional Documents 27 H. Effect of Release On Old Sacramento Settlement 27 I. City Council Approval 27 RECITALS 1. Joan Barden, Susan Barnhill, Jeffrey Evans, Tony Martinez, Brenda Pickern, Jeff Thom, Suzanne Fitts Valters, and Mitch Watkins (hereafter "Named Plaintiffs") are each persons with a Mobility and/or Vision Disability who regularly use the Pedestrian Rights of Way in the City of Sacramento. 2. Named Plaintiffs brought this action, known as Barden et. al. v. City of Sacramento, et. al., Case No. CIV-S-99-497 MCE/JMS ("The Action") in the United States District Court for the Eastern District of California on March 15, 1999 alleging that Defendant City of Sacramento and Defendant Mike Kashiwagi acting in his official capacity as the director of the Department of Public Works for the City of Sacramento (collectively "City") violated Title II of the Americans with Disabilities Act, 42 U.S.C. § 12132 et seq. ("ADA"), Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. §1254(1), ("Section 504"), and various California statutes requiring access for persons with disabilities by failing to install curb cuts and otherwise provide access to streets and sidewalks under the jurisdiction of the City. 3. On July 11, 2000, the Court entered an Order certifying a class in this Action, pursuant to a stipulation by the Parties. The class is defined as: "all persons with Mobility and/or Vison Disabilities who seek full and equal access pertaining to curb cuts and sidewalks in the City of Sacramento's public rights of way." The Named Plaintiffs have served as the class representatives. 4. On November 20, 2000, the Court entered an Order for Partial Summary Judgment, finding that the City failed to meet its ADA obligations to install Curb Ramps where it performed street overlays between January 26, 1992 and March 1, 1999. The Court stated in this Order that Plaintiffs failed to prove that the City has an obligation to operate its permit process to build driveways in such a way as to facilitate the access of disabled persons to public sidewalks. 5. On January 9, 2001, the City of Sacramento adopted a Transition Plan for Curb Ramps which set forth a plan to provide accessible Curb Ramps throughout the City. The Parties continued to dispute certain issues regarding installation of Curb Ramps, as well as the extent of the City's obligation to remove access barriers along the length of the sidewalk. The Parties brought cross motions for summary judgment. Plaintiffs' motion sought a finding that the City's existing sidewalks and other Pedestrian Rights of Way are a "program, service, or activity" under Title II of the ADA and Section 504. Defendants' motion sought a determination by the Court that existing sidewalks were not a "program, service, or activity" under Section 504 or the ADA. Defendants' motion also sought court approval of the City's Transition Plan for Curb Ramps. 6. Prior to the hearing on the cross-motions, the Parties reached agreement on the issue of installation of Curb Ramps at intersections throughout the City. To resolve claims regarding Curb Ramps, the Parties jointly requested that the Court enter a Stipulated Injunctive Relief Order and the City withdrew the portion of its Motion for Summary Judgment regarding its Transition Plan for Curb Ramps. On February 20, 2001, the Stipulated Injunctive Relief Order was entered by the Court; it remains in effect. Under the terms of this Order, the City is obligated to install 1500 accessible Curb Ramps annually until all intersections are served. The Parties intend for this Agreement to supercede and replace the Stipulated Injunctive Relief Order. 7. On February 16, 2001, the Court heard argument on the remaining issues raised in the Parties' Cross-Motions for Partial Summary Judgment. On March 7, 2001, the District Court entered an order granting, in part, the Defendants' motion for partial summary judgment and denying Plaintiffs' Motion for Summary Judgment. The Court certified the Order for interlocutory review under 28 U.S.C. § 1292(b). 8. Plaintiffs obtained permission to bring an interlocutory appeal, and brought the issue of whether sidewalks are a "program, service or activity" of the City such that they are covered by the ADA and Section 504 before the United States Court of Appeals for the Ninth Circuit. On June 12, 2002, the Ninth Circuit Court of Appeals reversed the District Court's holding, finding that the ADA and Section 504 cover "anything a public entity does" and any "normal function of a governmental entity," including sidewalks. 292 F.3d 1073 (9th Cir. 2002). 9. Defendants filed a Petition for Rehearing en banc with the Ninth Circuit Court of Appeals. The request for rehearing by the entire panel was denied by Order dated September 5, 2002. 10. On November 25, 2002, Defendants submitted a Petition for Writ of Certiorari to the United States Supreme Court. Plaintiffs opposed the Petition. On March 3, 2003, the U.S. Supreme Court invited the opinion of the U.S. Solicitor General on the City's Petition. On May 27, 2003, the U.S. Solicitor General submitted a brief expressing the United States' position that the Court should not grant the Petition for Writ of Certiorari. 11. On June 23, 2003, the Parties announced that they had reached an Agreement in Principle which now serves as the foundation for this Settlement Agreement. 12. On June 27, 2003, the Supreme Court denied Defendants' Petition for Writ of Certiorari. 13. The Parties now desire to resolve their differences and disputes by settling the suit in such a manner as to: a. Provide Program Access to Pedestrian Rights of Way in Sacramento for qualified individuals with disabilities, as required under existing federal and state law; b. Provide access in compliance with state and federal access standards to all portions of the Pedestrian Rights of Way that constitute new construction or alteration; c. Assure that neither the Named Plaintiffs nor the Class nor any Class Member will attempt to enforce, and Defendants will not thereby be subject to, conflicting standards regarding compliance with Title II of the ADA, Section 504, and California access laws concerning access to Pedestrian Rights of Way for persons with Mobility and/or Vision Disabilities; d. Assure that neither the Named Plaintiffs nor the Class, nor any Class Member shall hereafter assert or claim that Defendants are required to make additional and/or different modifications to its Pedestrian Rights of Way or that they are required to follow different standards beyond what is agreed to herein in order to comply with the existing provisions of Title II of the ADA, Section 504, or California access laws concerning providing Program Access to qualified individuals with disabilities along Pedestrian Rights of Way and providing access in compliance with state and federal law in areas of new construction and/or alteration; e. Avoid the uncertainties and costs of further litigation in this matter for all Parties. I. DEFINITIONS As used in this Agreement, the following terms shall have the meaning ascribed to them in this Section, which are consistent with the provisions of existing federal and state law, including the regulations promulgated thereunder. Except to the extent expressly stated to the contrary, any term not expressly defined in this Section or elsewhere in this Agreement that has an expressly defined meaning in either the ADA or the regulations promulgated thereunder ("Regulations") shall have the meaning ascribed to it by the ADA or the Regulations, in that order of preference. All other terms shall be interpreted according to their plain and ordinary meaning. A. ADA/ADAAG "ADA" means and refers to the Americans with Disabilities Act as contained at 42 U.S.C. § 12101 et seq. "ADAAG" means and refers to the Americans with Disabilities Act Access Guidelines, codified at Appendix A to 28 Code of Federal Regulations part 36 and at Appendix A to 49 Code of Federal Regulations part 37. "ADAAG Standards" means and refers to physical conditions that meet the new construction and/or alterations standards set forth in ADAAG. B. Annual Obligation "Annual Obligation" means and refers to Defendants' obligation to commit funding annually for the duration of the Compliance Period to provide Compliant Curb Ramps and to remove access barriers in the Pedestrian Rights of Way. "Annual Obligation" is defined in greater detail at § III.A, below. C. Class or Class Members "Class" or "Class Members" means and refers to the class as defined in the Stipulation and Order Approving Certification of a Class, entered by the Court on July 11, 2000. The class is defined as: all persons with mobility and/or vision disabilities who seek full and equal access pertaining to curb cuts and sidewalks in the City of Sacramento's public rights of way. D. Class Counsel "Class Counsel" means and refers to the law firm of Disability Rights Advocates, including Laurence W. Paradis, Esq., Melissa W. Kasnitz, Esq. and all other members, partners, employees and associates thereof. Disability Rights Advocates was certified as Class Counsel in the Stipulation and Order Approving Certification of a Class, entered by the Court on July 11, 2000. E. Compliance Period "Compliance Period" means and refers to the period of time for which this Agreement will be in effect. The Parties agree that the Agreement shall become effective upon Final Approval, and remain in effect for up to thirty (30) years. The City may petition the Court to dissolve the Agreement at any time upon a showing that it provides Program Access to Pedestrian Rights of Way, as set forth at § III.F, below. Alternatively, the Agreement will remain in effect until it dissolves automatically thirty (30) years after Final Approval. F. Compliant Curb Ramp "Compliant Curb Ramp" means and refers to a curb ramp that is constructed to comply with state and/or federal law (whichever provides the higher access standard) in place at the time of construction. Specifically with regard to detectible warnings for people with Vision Disabilities, current law requires the installation of truncated domes at all locations where sidewalks intersect vehicular ways. G. Curb Ramp "Curb Ramp" is used interchangeably with "curb cut." H. Defendants "Defendants" means and refers to the City of Sacramento and Mike Kashiwagi, or his successor, acting in his or her official capacity as the director of the Department of Public Works for the City of Sacramento. I. Detectable Warnings "Detectable Warnings" means and refers to truncated domes which provide a tactile surface at the transition between the curb and the street, assisting pedestrians with Vision Disabilities in determining when they enter the street. J. Fairness Hearing "Fairness Hearing" means and refers to the hearing described in § II(E), below. K. Final Approval "Final Approval" means and refers to the date when the Court issues an order granting final approval of this Settlement Agreement in Case No. CIV-S-99-497 MCE. L. Fundamental Alteration "Fundamental Alteration " means and refers to an action that, if taken by the City of Sacramento, would result in fundamental alteration in the nature of the service, program or activity of Pedestrian Rights of Way in the City of Sacramento. If the City claims that any action otherwise required by this Agreement would constitute a Fundamental Alteration, the City shall have to demonstrate that such alteration would be caused, and the decision that an action would constitute a Fundamental Alteration must be made by the City Manager or his or her designee after considering the Transportation Funds available for such work through the Annual Obligation, and must be accompanied by a written statement of the reasons for reaching that conclusion. M. Mobility Disability "Mobility Disability" means and refers, with respect to an individual, to any physical or mental impairment or condition that substantially limits an individual's ability to move his or her body or a portion of his or her body and includes, but is not limited to, orthopedic and neuro-motor disabilities and any other impairment or condition that limits an individual's ability to walk, maneuver around objects, ascend or descend steps or slopes, and operate controls. An individual with a Mobility Disability may use a wheelchair or motorized scooter for mobility, or may be Semi-Ambulatory. N. Named Plaintiffs "Named Plaintiffs" means and refers to Joan Barden, Susan Barnhill, Jeffrey Evans, Tony Martinez, Brenda Pickern, Jeff Thom, Suzanne Fitts Valters and Mitch Watkins. These Named Plaintiffs were certified as class representatives in the Stipulation and Order Approving Certification of a Class, entered by the Court on July 11, 2000. O. Objection "Objection" means and refers to any written objection submitted by any Class Member as described in § II(C), below. P. Parties "Parties" means and refers to the City of Sacramento, Mike Kashiwagi, or his successor, acting in his or her official capacity as the director of the Department of Public Works for the City of Sacramento, Joan Barden, Susan Barnhill, Jeffrey Evans, Tony Martinez, Brenda Pickern, Jeff Thom, Suzanne Fitts Valters, and Mitch Watkins, and all Class Members. Q. Pedestrian Rights of Way "Pedestrian Rights of Way" means and refers to all sidewalks over which the City of Sacramento has responsibility or authority as well as all Curb Ramps and crosswalks serving such sidewalks and any other pathways used by pedestrians along public rights of way. R. Preliminary Approval "Preliminary Approval" means and refers to the preliminary approval by the Court in Case No. CIV-S-99-497 MCE of the terms of this Settlement Agreement which shall occur prior to any notice being provided in accordance with § II, below. S. Released Claims/Released Parties "Released Claims" and "Released Parties" mean and refer to those claims and Parties described in § VI, below. T. Settlement Agreement "Settlement Agreement" or "Agreement" means and refers to this document. U. Technically Infeasible "Technically Infeasible" means, with respect to an alteration of a building, facility, or Pedestrian Right of Way, that it has little likelihood of being accomplished because existing structural conditions would require removing or altering a load-bearing member which is an essential part of the structural frame; or because other existing physical or site constraints prohibit modification or addition of elements, spaces, or features which are in full and strict compliance with the minimum requirements for new construction and which are necessary to provide accessibility (see ADAAG § 4.1.6(1)(j)). V. Third Party Entity "Third-Party Entity" means an entity other than the City of Sacramento that controls certain barriers or elements of barriers in a Pedestrian Rights of Way. Transit agencies and local utilities are examples of Third Party Entities. W. Title 24 "Title 24" means and refers to the regulations set forth at Title 24 of the California Code of Regulations. X. Transportation Fund "Transportation Fund" means and refers to funding available to Defendants to calculate and fulfill their Annual Obligation. Currently, the Transportation Fund consists of money available to Defendants through the City of Sacramento's share of the state Gasoline Tax and Measure A. The Transportation Fund is subject to change during the duration of the Compliance Period, as set forth in § III.A.1, below. Y. Undue Burden "Undue Burden" means and refers to an action that, if taken by the City of Sacramento, would result in an undue financial and administrative burden. In order to demonstrate that removal of a barrier would constitute an Undue Burden, the decision must be made by the City Manager or his or her designee after considering the Transportation Funds available for such work through the Annual Obligation, and must be accompanied by a written statement of the reasons for reaching that conclusion. Z. Vision Disability "Vision Disability" means and refers with respect to an individual, to any impairment or condition that substantially limits an individual's ability to see. A person with a Vision Disability may be blind, legally blind, or may have low vision. II. APPROVAL Plaintiffs and Defendants agree to request that the process for seeking approval of this Settlement Agreement be assigned to the Honorable John F. Moulds, Magistrate Judge, U.S. District Court for the Eastern District of California. Magistrate Judge Moulds has indicated his willingness to oversee the approval process required by Rule 23(e) of the Federal Rules of Civil Procedure, and he possesses knowledge of this case's history and an understanding of the numerous technical and legal issues presented in this case. A. Joint Approval Action Within 30 days following the Sacramento City Council's approval of this Agreement, the Parties shall jointly move the Court for an Order granting Preliminary Approval to this Agreement and setting a hearing for Final Approval, allowing for notice as set by the Court. B. Notice to the Class The City shall issue a Settlement Notice in the form attached hereto as Exhibit A, advising the Class of the terms of the proposed Settlement Agreement and their right to object to the proposed Settlement Agreement, within 30 days after Preliminary Approval. This notice shall be (1) published in the legal notices section of the Daily Recorder, Sacramento's newspaper of record and (2) mailed via U.S. mail and/or email to all known class members. C. Objections Any Class Member may object to the proposed Settlement Agreement by filing with the Clerk of the Court a written objection ("Objection") filed or postmarked no later than a date set by the Court in this case after Preliminary Approval of the Settlement Agreement. Only such objecting Class Members shall have the right, if they seek it in their Objection, to present objections orally at the Fairness Hearing. D. No Opt-Out Right for Class Members Because this settlement resolves only class claims for declaratory and injunctive relief, as well as claims for damages by the individual named plaintiffs, and it does not provide for damages for any individual Class Member, nor does it release any claims an individual Class Member may have for damages, no Class Member may opt out of the terms of this Settlement Agreement. E. Fairness Hearing The Court shall hold a hearing to establish the fairness of the Settlement Agreement and to decide whether there shall be Final Approval of the Settlement Agreement. This hearing will take place at a date to be set by the Court, allowing for a period of notice to the Class as the Court may direct. III. INJUNCTIVE RELIEF The Parties hereby agree that, conditioned upon entry of Final Approval, Defendants shall do the following in order to provide access along Pedestrian Rights of Way, including Program Access and compliance with new construction/alteration requirements, in the City of Sacramento. A. Annual Obligation For the term of the Agreement, the City of Sacramento will dedicate funding in an amount equal to twenty percent (20%) of its Transportation Fund annually to the installation of Compliant Curb Ramps at intersections and to the removal of access barriers along Pedestrian Rights of Way. The Annual Obligation may be used to pay for curb ramp installation, barrier removal work, and other accessibility work performed at the expense of the City concerning Pedestrian Rights of Way. Such work may be performed by outside contractors, City employees, or by a combination of both. To the extent that additional funding for access improvements within the Pedestrian Rights of Way is provided through other sources such as developers, property owners, or affected Third Party Entities, such funding will supplement the City's Annual Obligation. 1. Funding for Annual Obligation The Transportation Fund is defined as, and currently consists of (1) money allocated to the City via the California Gas Tax and (2) money allocated to the City from Measure A. Measure A is a ballot initiative for the funding of transportation improvements and programs through the levy of a one-half cent sales tax. It was approved in 1988 by Sacramento County voters, for a twenty (20) year period and will expire in 2008. If Measure A is renewed at any time or if an equivalent replacement funding source is identified to replace Measure A Sales Tax funds during the Compliance Period, the eligible portion of this funding source, consisting of all unrestricted funding available for transportation projects, will be incorporated into the Transportation Fund for purposes of the Agreement. 2. Barriers to be Addressed The funding provided through the City's Annual Obligation will be used to address the following types of access barriers: a. Compliant Curb Ramps at intersections. Curb Ramps will be constructed or reconstructed to comply with state and/or federal law (whichever provides the higher access standard) in place at the time of construction. Specifically with regard to Detectible Warnings for people with Vision Disabilities, current law requires the installation of truncated domes at all locations where sidewalks intersect vehicular ways. b. Crosswalk access. Crosswalks will be made accessible through removal of abrupt changes in level affecting the path of travel across the street, as well as development or maintenance of a policy concerning installation of audible pedestrian signals and ensuring that pedestrian crossing controls meet ADAAG and Title 24 access standards, including reflector strips as required by Title 24 § 1117B.5.10. The Parties agree that the reflector strip requirement can be satisfied using reflectorized paint. Crosswalk access does not require any effort to remove slopes or cross slopes consistent with the slope of the street for vehicle traffic and/or drainage. c. Obstacles in the Pedestrian Right of Way. Obstacles that narrow the pedestrian pathway to less than 32" will be removed or relocated. d. Abrupt changes of level. Changes of level of greater than ½", whether caused by tree roots or any other deterioration or displacement of the surface of the Pedestrian Right of Way, will be remedied by providing a ramp with an appropriate slope or by creating a level path of travel. e. Overhanging obstacles. Overhanging obstacles, defined by ADAAG § 4.4.2 and Title 24 § 2-3326(b) as objects hanging below 80", that are not detectible to a blind pedestrian using a cane, will be removed or else detectible warnings will be provided to alert blind pedestrians to their presence. f. Excessive cross slopes. Excessive cross slopes perpendicular to the primary direction of travel along the Pedestrian Right of Way, whether caused by driveways crossing the Pedestrian Right of Way or any other reason, will be removed. Cross slopes of greater than 3.3% that extend for a distance of greater than 15' or that exist at locations where the running slope exceeds 5% have priority for removal as severe barriers. At other locations, cross slopes of greater than 4% have priority for removal as severe barriers. 3. Duration of Annual Obligation The Annual Obligation will remain in effect for up to 30 years following Final Approval. The City may petition under § III(F) of this Agreement to have its obligation declared complete, and to have this Agreement dissolved, at any time based on a showing that it provides Program Access to Pedestrian Rights of Way in the City of Sacramento. Alternatively, the Agreement will dissolve automatically thirty (30) years after Final Approval, unless a dispute is pending at that time under the Dispute Resolution Process. If a dispute is pending at the time this Agreement would otherwise dissolve, the Agreement will remain in effect with respect to the issues under dispute until the dispute is resolved and any obligations set forth as part of dispute resolution are implemented. 4. Project Prioritization Projects to install Compliant Curb Ramps and to improve access along Pedestrian Rights of Way will be prioritized by the City in accordance with the following general principles: a. Requests for installation of a Compliant Curb Ramp or removal of a specific barrier or barriers from a Class Member will have highest priority; b. After requests, priority will be given to walkways serving: (i) State and local government offices and facilities, (ii) important transportation corridors, (iii) places of public accommodation such as commercial and business zones, (iv) facilities containing employers, and (v) walkways serving other areas such as residential neighborhoods and undeveloped areas of the City. c. In all project plans, consideration will also be given to the severity of existing barriers and overall efficiency of project work. This means, for example, that work done to respond to a request may be expanded to address additional severe barriers nearby, even if such barriers are not located in a high priority zone, if the City determines that this would be an efficient use of funding from the Annual Obligation. This also means that the City can determine that it is the most appropriate use of funds from the Annual Obligation to address severe barriers in lower priority areas than to remove all barriers in higher priority areas before advancing. d. The City intends to set forth prioritization guidelines consistent with these general principles as part of a revised Transition Plan for Curb Ramps and Pedestrian Rights of Way. e. The City may develop its own procedures, including but not limited to the process set forth at § III(F), below, to set specific annual project plans consistent with these general guidelines. 5. Limitations on Annual Obligation a. Under no circumstances will the City be obligated to initiate eminent domain proceedings against a residential property owner in order to remove barriers. However, if the City incurs costs to obtain property rights through actions other than eminent domain proceedings against a residential property owner, such costs can be charged to the Annual Obligation. b. Under no circumstances will the City be obligated to remove any barrier if removal of such barrier would create an Undue Burden or a Fundamental Alteration, or if removal of such barrier would be Technically Infeasible. To the extent that the City determines that it would be an Undue Burden or Fundamental Alteration to remove a particular barrier, or that removal of a particular barrier would be Technically Infeasible, it must include such a determination in its regular reports as described in § IV, below. c. If an anticipated source of supplemental funding, such as contributions from adjacent property owners described in § III.C, below, becomes unavailable so that costs of barrier removal work must be paid by the City, the costs to the City will be counted toward satisfaction of the City's Annual Obligation. B. Third Party Contributions Certain barriers in the Pedestrian Right of Way involve elements under the control of entities other than the City of Sacramento. The Parties agree to work cooperatively to seek funding or participation in barrier removal work from such Third Party Entities. The Parties anticipate that the types of barriers most affected by elements under the control of Third Party Entities will be obstacles in the Pedestrian Right of Way and obstacles that affect the ability of the City to provide Compliant Curb Ramps. Any contributions of money for barrier removal work by Third Party Entities, or any work done by such Third Party Entities to remove barriers, will supplement the work done through the City's Annual Obligation, and will not reduce the scope of the Annual Obligation. C. Fixes by Property Owners Under the Sacramento Municipal Code property owners are currently required to maintain their sidewalks in such a way that they do not impede public access, pose a safety hazard, endanger persons or property, or interfere with public convenience. The City maintains a Sidewalk Maintenance Program which provides private property owners a sidewalk and driveway inspection in the front of their property, free of charge, by a City inspector. If repairs are required, the property owner can either do the work, hire a licensed contractor or request that the City do the repairs and then bill the private property owner. When private property owners fail to fix problem sidewalks after being notified by the City, the City may make required repairs and place a lien on the property owner's lot or lots to recoup costs, if necessary. The Parties anticipate that the City's ongoing use of this program will result in the removal of certain abrupt changes in level on sidewalks. Any access barriers removed through the Sidewalk Maintenance Program for which the City receives reimbursement will supplement the work done through the City's Annual Obligation, and will not reduce the scope of the Annual Obligation. D. New Construction and Alterations In addition to the making existing Pedestrian Rights of Way accessible, the City will ensure that all newly constructed Pedestrian Rights of Way are accessible and served by Compliant Curb Ramps. The City will also ensure that streets being resurfaced as part of its annual maintenance efforts are served by Compliant Curb Ramps and have appropriate crosswalk access. Any work performed or paid for by third parties to make Pedestrian Rights of Way accessible as part of any new construction or alteration project will be in addition to the City's Annual Obligation. Any work described in this section that is performed or paid for by the City shall be considered as part of the Annual Obligation. The Parties agree that work done at specific locations to remove access barriers does not trigger the alteration requirement set forth in federal and state access laws. E. Old Sacramento Excluded The Parties specifically exclude that portion of the City of Sacramento known as "Old Sacramento" from all injunctive relief requirements of this Agreement, as well as all releases. The Parties agree that this Agreement does not affect in any way the City's obligation to comply with the terms of the settlement agreement in McIver v. City of Sacramento, Case No. CIV-S-00-2078 WBS (E.D. Cal.), which was entered into on February 19, 2002. F. Petition for Early Conclusion of Compliance Period If the City believes that it has installed compliant Curb Ramps and removed access barriers such that it provides Program Access to Pedestrian Rights of Way in compliance with the ADA and California law prior to the date upon which this Agreement is due to expire, the City may bring a noticed motion to the Court at any time asking for this Agreement to be terminated. A motion brought under this provision should contain: (1) Information supporting the City's contention that it provides Program Access to Pedestrian Rights of Way; (2) Information showing that the City has plans or procedures in place to ensure that it will respond to issues concerning access to the Pedestrian Rights of Way in an ongoing manner; and (3) Any other information the City believes appropriate to support its motion. Prior to filing such a motion, the City may provide the same information to Class Counsel for review. Class Counsel, at its discretion, may oppose a motion to terminate the Agreement or may support such a motion. IV. REPORTS AND MONITORING A. Yearly Report From City's Public Works Department on Projects to Implement This Agreement In Following Year Each year until the end of the Compliance Period, the City shall provide a report setting forth a prospective plan of projects the City shall undertake to make Pedestrian Rights of Way accessible in the upcoming year. The City may develop such a prospective plan as it deems to be appropriate, subject to the general requirements regarding prioritization set forth in § III(A)(4), above. The City intends to use the following process to develop its annual project plan: (1) The City Public Works Department shall prepare a report detailing the projects for making Pedestrian Rights of Way accessible in the upcoming year; (2) such report shall be submitted to the City's ADA Advisory Commission which will make pedestrian access improvement recommendations concerning the report; (3) the report and recommendations shall be provided to the City Council, which will approve or disapprove of the projects proposed for the following year. B. Two Semi-Annual Reports On Work Completed By City Twice each year, the City will prepare a report describing the actual work done to implement this Agreement during the previous six months. In addition to summaries of work done by the City, the semi-annual reports will also include: 1. A summary or listing of all written complaints or requests for removal of particular barriers received since the prior report. 2. Summaries of work done to ensure access and/or remove access barriers in conjunction with new construction and or alterations along Pedestrian Rights of Way. 3. A list of all barriers, if any, for which the City asserts that it has a appropriate basis (Technical Infeasibility, Undue Burden, or Fundamental Alteration) for excusing installation of a Compliant Curb Ramp or removal of an access barrier. If the City asserts that it would be an Undue Burden or Fundamental Alteration to remove a barrier, or that removal of a barrier would be Technically Infeasible, the City will include in the report a written statement by the head of the Department of Public Works (or his or her designee) providing the reasons for reaching that conclusion, including his or her consideration of all resources available through the Annual Obligation. 4. The contributions of Third-Party Entities to remove access barriers along Pedestrian Rights of Way, whether such contributions took the form of funding for barrier removal work or work done separately by the Third Party Entity. 5. Information regarding removal of barriers along Pedestrian Rights of Way through the Sidewalk Maintenance Program of the City Public Works Department. C. Copies of All Reports Generated In Compliance With This Agreement Shall Be Promptly Provided to Class Counsel and Outside Monitor The reports described above in § IV.A-B, above, shall be provided to Class Counsel and to the Outside Monitor (while the Outside Monitor is retained, as set forth in § IV.D, below) within 45 days after the end of the period covered by such documents. D. Inspections By An Agreed Upon Outside Monitor 1. Selection of an Outside Monitor The City of Sacramento will retain the services of an outside consultant to monitor the City's compliance with this Agreement for a period of three years. The consultant will be selected by the City with the approval of Class Counsel. This term of outside monitoring can be extended by the Court for good cause shown. If at any time the Parties do not agree on a consultant to serve as the outside monitor, each party shall propose a qualified candidate to the Court and the Court will decide who will serve as the monitor. 2. Monitoring Process During the period in which the Outside Monitor is retained, the Monitor will be provided with the reports required by § IV.A-B, above. Within 90 days after the production of each Semi-Annual Report, the Outside Monitor will inspect up to 10% of the Pedestrian Rights of Way at which barriers have been removed to ensure that such barrier removal is completed properly. Such inspections will determine whether there are remaining barriers at sites that were identified as having all barriers removed, or whether barrier removal work was not completed properly. At the end of the 90 day period, the Outside Monitor will produce a report containing his or her findings to the City and to Class Counsel; the City will have 30 days thereafter to remedy or make provision for removal of any identified remaining barriers or else to determine that there is a dispute regarding such barriers at any specific location. Any such dispute will be resolved through the Dispute Resolution Procedure set forth at § VIII, below. E. Costs of Monitoring Paid By City of Sacramento The costs of monitoring, including both payment to the Outside Monitor and attorneys' fees incurred by Class Counsel to review all reports, shall be paid by the City of Sacramento. During the period of time in which the Outside Monitor is retained, the City shall allocate up to $30,000 annually for monitoring costs from funds separate from the funding dedicated to the Annual Obligation. Up to 10% of this monitoring fund, no more than $3,000, may be paid to Class Counsel for review and analysis of information provided by the Outside Monitor and by the City. If payment for monitoring exceeds $30,000 in any year, the remaining money shall be taken from the Annual Obligation Fund. F. City's Obligation After Outside Monitor's Term Ends After the term of the Outside Monitor expires, the City shall ensure that comparable review and reporting concerning the effectiveness and accuracy of barrier removal work takes place through internal monitoring. Any internal monitoring function used by the City shall generate reports at least semi-annually, and Class Counsel shall be provided a copy of these reports within 45 days after the end of the period covered by such documents. V. DAMAGES FOR NAMED PLAINTIFFS A. Payments to Named Plaintiffs No later than 30 calendar days after Dismissal of this Action, City shall pay the total sum of $80,000 in compensation for the individual claims for damages by the Named Plaintiffs under applicable federal and state access laws including California Civil Code §§ 51 and 54. Each of the Named Plaintiffs shall receive $10,000 of said amount. City can satisfy this obligation of monetary payment to the Named Plaintiffs by delivering a check or checks to Class Counsel totaling $80,000. B. No Class Damages No monetary payments shall be made to the Class Members and no claims for damages by the Class or any Class Member except the Named Plaintiffs shall be released. VI. RELEASES A. Named Plaintiffs' and Class Release of Injunctive Relief Claims Except as otherwise provided in this Settlement Agreement, and subject to the fulfillment of the conditions set forth in this Settlement Agreement, all Named Plaintiffs and Class Members, for themselves, their successors and their assigns, hereby release and forever discharge Defendants and their successors, assigns, officers, directors, and past and present agents, attorneys, employees, independent contractors, and owners ("Released Parties") from any and all claims for declaratory or injunctive relief raised in the Action under the Americans with Disabilities Act, the Rehabilitation Act of 1973, §§ 51 and 54 of the California Civil Code, and §§ 4450 and 11135 of the California Government Code for the duration of the Compliance Period. B. Named Plaintiffs' Release of Damages Claims Except as otherwise provided in this Settlement Agreement, and subject to the payment of funds as described in § V(A), above, and in consideration of such payments, all Named Plaintiffs hereby release and forever discharge the Released Parties from any and all claims, demands, causes of action, obligations, damages and liabilities that have arisen at any time up through the Compliance Period that were or could have been asserted in this Action concerning access to Pedestrian Rights of Way in the City of Sacramento, whether based on statute, regulation, contract, tort or other legal or equitable theory of recovery whatsoever, and whether known or unknown, however, this release shall not preclude any tort claim associated with any physical injury that might be suffered at any time following execution of this Agreement due to existing access barriers in the Pedestrian Rights of Way. Named Plaintiffs also waive California Civil Code § 1542, which provides in pertinent part: A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor. C. No Release of Named Plaintiffs' Future Tort Damages Nothing in this Settlement Agreement shall be interpreted as a release by Named Plaintiffs of any tort claim associated with any physical injury that might be suffered in the future due to existing access barriers in the Pedestrian Rights of Way. D. No Release of Class Damages Nothing in this Settlement Agreement shall be interpreted as a release of any claims for damages by the Class and/or any Class Member except the Named Plaintiffs. VII. DISPUTE RESOLUTION A. Jurisdiction The Court will retain jurisdiction to enforce the terms of this Settlement Agreement for the duration of the Compliance Period. The Parties agree to request that this authority be delegated to Magistrate Judge John F. Moulds in accordance with 28 U.S.C. § 636(c). Should Magistrate Judge Moulds become unavailable at any time during the Compliance Period, the Parties request that another Magistrate Judge be assigned authority over this matter. B. Dispute Resolution Except as otherwise set forth herein, all disputes concerning compliance with this Agreement shall be resolved as follows: 1. The Parties will first meet and confer in order to attempt to resolve the dispute directly. 2. If the Parties cannot resolve a dispute directly, they will request a meeting with Magistrate Judge Moulds, who will attempt to mediate the dispute. 3. Should mediation with Magistrate Judge Moulds prove unsuccessful, either Party can bring a motion to enforce the Settlement Agreement before Magistrate Judge Moulds. In accordance with 28 U.S.C. § 636(c), the Parties consent to allow a decision by Magistrate Judge Moulds, acting to enforce the settlement, to be appealed directly to the United States Ninth Circuit Court of Appeal. C. Fees and Costs for Dispute Resolution 1. Fees and costs incurred in the resolution of any disputes will be awarded in accordance with the standards set forth in Christianberg Garment Co. v. EEOC, 434 U.S. 412 (1978). 2. In any request for fees based on dispute resolution, Class Counsel shall seek compensation at a blended rate of $220 per hour. The City will not contest this hourly rate, but the City retains the right to contest the number of hours for which compensation is requested. 3. If the Parties are able to settle the dispute through the meet and confer process, the fees and costs will be paid from the funding dedicated to the City's Annual Obligation. 4. If the dispute progresses to mediation or an enforcement motion, any fees and costs awarded will be paid from separate funds, not the funding dedicated to the Annual Obligation. VIII. ATTORNEYS' FEES AND COSTS A. Upon entry of Final Approval by the Court of this Settlement Agreement, the City will pay attorneys' fees and costs to Class Counsel in the amount of $745,000, plus additional fees and costs to be capped at $50,000 for work performed between June 18, 2003 and the date of Final Approval. B. Fees for work performed through Final Approval will be paid at a rate of $220 per hour, and will be performed by no more than two attorneys. C. Upon Final Approval, Class Counsel will provide the City with documents showing the hours worked after June 18, 2003, and the Parties will negotiate for up to 30 days to determine if they can agree on the total amount owed. D. If the Parties reach agreement on the total amount owed within 30 days after Final Approval, the City shall pay all fees in one payment, to be made within 30 days after agreement is reached. E. If the Parties cannot reach agreement on the total amount owned within 30 days after Final Approval, the City shall pay Class Counsel $745,000 within 30 days after the Parties determine that they cannot reach agreement. The remaining amount of attorneys' fees owed will be determined through the Dispute Resolution process. IX. MISCELLANEOUS A. Point Person The City shall designate a "point person" to serve as an administrative liaison to the Outside Monitor and to Class Counsel regarding Defendants' compliance with this Agreement. The Point Person shall be responsible for coordinating and providing all reports required by this Agreement. The Point Person will also have authority to collect information concerning Defendants' obligations and actions regarding compliance with this Agreement and to respond to requests for information or other documents as provided in this Settlement Agreement. B. Dismissal Within 30 days following Final Approval, Class Counsel shall file a signed form of request for dismissal with prejudice, except that the Court will retain jurisdiction to enforce the settlement as set forth in § VII(A)-(B), above. C. Entire Agreement This Settlement Agreement contains the entire agreement between the Parties regarding access to Pedestrian Rights of Way in the City of Sacramento. No modifications or limits will be binding on the Parties unless expressly provided for in this Agreement or made by writing signed by all Parties. This Agreement expresses the complete and final understanding with respect to the subject matter of this Agreement. The Parties hereto understand and agree that the terms of this Agreement supersede any prior discussions, understandings, or agreements between them related to the subject matter hereof. The Parties expressly agree that, upon Final Approval, this Agreement will supercede and entirely replace the Stipulated Injunction regarding Curb Ramps currently in effect. D. Counterparts This Agreement may be executed in counterparts, each of which will be considered an original, but all of which, when taken together, will constitute one and the same instrument. E. Interpretation The language of this Agreement will be construed as a whole according to its fair meaning, and not strictly for or against any of the Parties. The headings in this Agreement are solely for convenience and will not be considered in its interpretation. Where required by context, the plural includes the singular and the singular includes the plural. This Agreement is the product of negotiation and joint drafting so that any ambiguity will not be construed against any Party. F. Severability In the event any portion of this Agreement is deemed to be unenforceable, or is in conflict with applicable law, the remainder of this Agreement will be enforced and will remain in full force and effect. G. Additional Documents To the extent any documents are required to be executed by any of the Parties to effectuate this Agreement, each party hereto agrees to execute and deliver such and further documents as may be required to carry out the terms of this Agreement. H. Effect of Release On Old Sacramento Settlement Nothing in this Agreement affects, in any way, the City's obligation to comply with the terms of its settlement agreement in McIver v. City of Sacramento, Case No. S-00-20-78 WBS GGH, concerning access in that portion of the City of Sacramento known as "Old Sacramento." I. City Council Approval This Agreement is expressly subject to and contingent upon the approval of the City Council for the City of Sacramento. No later than 30 days after execution of this Agreement by all Parties, counsel for the City of Sacramento will present this matter to the City Council in closed session for its approval. For Plaintiffs: ______________________________ ________________________________ Plaintiff Joan Barden Plaintiff Susan Barnhill _______________________________ _________________________________ Plaintiff Mitch Watkins Plaintiff Jeffrey Evans _______________________________ __________________________________ Plaintiff Tony Martinez Plaintiff Brenda Pickern ______________________________ __________________________________ Plaintiff Jeff Thom Plaintiff Suzanne Fitts Valters Approved as to Form: DISABILITY RIGHTS ADVOCATES DATED: By: _______________________________ Melissa W. Kasnitz Attorneys for Plaintiffs For Defendants: By: _______________________________ For Defendants Approved as to Form: OFFICE OF THE CITY ATTORNEY DATED: By: ______________________________ Gerald C. Hicks Attorneys for Defendants